Corporate Overview

Founded in the early 1970s, we are a well-established integrated securities broker in the Hong Kong financial services industry. Leveraging over 40 years of history and industry experience, we have accumulated a loyal and diversified client base in Hong Kong and the PRC. As at 31 December 2017, 36.8% and 60.9% of our active accounts have been opened for more than ten and five years, respectively. Our services enable our clients to trade securities listed on the Stock Exchange, the Shanghai Stock Exchange, Shenzhen Stock Exchange as well as exchanges in Australia, Canada, Europe, Japan, Singapore, the United Kingdom, the United States and B shares in the PRC, through us or platforms provided by respective external brokers accessible via our award winning multi-platform trading system. We also provide financing services and asset management services in Hong Kong to cater for our clients’ specific needs. In recognition of our quality services, we have been awarded numerous awards including “Outstanding eCommerce Excellence Award 2017 (傑出電子商務大獎2017)” by the Economic Digest (經濟一週), “The Most Diverse Services Securities Firm of 2016”(2016年最佳多元化服務證券商)by the Hong Kong Commercial Daily(香港商報)in 2017 and “The Best Global Trading Securities Award”(最佳環球投資券商大獎)by the Metro Awards for Banking & Finance Corporations(都市盛世銀行及金融服務企業獎)in 2015.

Victory Securities (HK), our primary operating subsidiary, has become a China Connect Exchange Participant and a China Connect Clearing Participant, and we formally launched our Shanghai Connect and Shenzhen Connect services in November 2014 and December 2016, respectively. As at 31 December 2017, 154 and 151 out of 622 trading Stock Exchange Participants have obtained approvals to become China Connect Exchange Participants and China Connect Clearing Participants, respectively.

Our business activities are carried out through our wholly owned subsidiary Victory Securities (HK), which is licensed to conduct Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities) and Type 9 (asset management, under the condition that it shall not provide a service of managing a portfolio of futures contracts for another person) regulated activities under the SFO. Victory Securities (HK) holds two Stock Exchange Trading Rights and is a participantc of the HKSCC.