Forms Download

Account Type (Cash Account / Margin Account / Global Trading Account)

Individual and Joint Account 

Account Openning Forms
Supplementary Documents

 ‧ Client Trading Agreement-Individual and JointAccount(Required)

 ‧ Self-Certification Form-Individual(Required)

 ‧ Form W-8BEN  (Required) 

 ‧ Agreement Terms and Risk Disclosure Statement (For Client Read Only - Client must read and acknowledge Risk Disclosure Statements)

 ‧ List of Eligible Stocks and Margin Ratio (For Client Read Only)

Please complete the account opening forms and send the original copies together with the copies of following supplementary documents to our company :

1. ID Card(s) or Passport(s) Copy ;
2. Copy of  Correspondence Address Proof (within the latest 3 months) such as public utilities bill;

Corporate Account

Account Openning Forms
Supplementary Documents

‧ Client Trading Agreement- Corporate Account (Required)
‧ Self-Certification Form-Entity(Required)
‧ Form W8-BEN-E - Corporate (Required) 
‧ Self-Certification Form-Individual(Required)
‧ Form W-8BEN  (Required) 
‧ Agreement Terms and Risk Disclosure Statement 
  (For Client Read Only - Client must read and acknowledge Risk Disclosure Statements)
‧ List of Eligible Stocks and Margin Ratio (For Client Read Only)

Please complete the account opening forms and send the original copies together with the copies of following supplementary documents to our company :

*The copies must be certified by professional party recognized by SFC (such as  lawyer, certified public accountant, licensed bank manager or notary) 

Registered in Hong Kong:

1.  Certified Copy of Board Resolutions(if applicable)*;
2.  Copies of ID/ Passport of the followings*: 
    1) Directors 
    2) Authorized Persons 
    3) Authorized Signatories 
    4) ultimate principal beneficial owners (holds 10% or more ultimate  
        beneficial interest of the client)*
3. Certificate of Incorporation and subsequent Certificate of Change of Name (if applicable) *
4. Memorandum & Articles of Association*
5. Address Proof
6. Designated Hong Kong Bank Account (if applicable)
7. Latest Annual Return, and subsequent Notification of Change of Secretary and Director (Appointment/Cessation) (Form D2A/ND2A),Return of Allotments (Form SCl/NSC1) and/or Instrument of Transfer (if applicable) *;
8. Valid Business Registration Certificate *

Overseas Registered Corporate:

1.  Certified Copy of Board Resolutions(if applicable)* ;
2. Copies of ID/ Passport of the followings*: 
    1) Directors 2) Authorized Persons 3) Authorized Signatories 4) ultimate principal beneficial owners (holds 10% or more ultimate beneficial interest of the client)*
3. Certificate of Incorporation and subsequent Certificate of Change of Name (if applicable) **
4. Memorandum & Articles of Association*
5. Address Proof 
6.Designated Hong Kong Bank Account (if applicable)
7. Register of Director*
8. Register of Member*
9. Certificate of Incumbency (issued within the past 6 months) *

Agreement Related Forms & Important Terms
Client Trading Agreement - Individual And Joint Account
Client Trading Agreement - Individual And Joint Account (Sample)
Client Trading Agreement - Corporation Account
Client Trading Agreement - Corporation Account(Sample)
Self-Certification Form - Individual
Self-Certification Form - Individual(Sample)
Self-Certification Form - Entity
Self-Certification Form - Entity(Sample)
Form W-8BEN Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting - Individuals
Form W-8BEN Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting - Individual(Guidance)
Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting - Entity
Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting - Entity(Guidance)
One-Off Client Trading Agreement
W-9 Request for Taxpayer Identification Number and Certification
List of Eligible Stocks and Margin Ratio
Document List for Account Opening
Additional Service Application Form
Margin Client Agreement
Additional Risk Disclosure Statement (Derivative Warrants & Callable Bull/Bear Contracts & Exchange Traded Funds)
Global Trading System Application and Multi-Currency Denominated Products to the Client Trading Agreement
Application & Standing Authority For Rolling Balance Account
The China Connect Supplement
Future Trading Agreement
Trading Software Guidance
Victory Securities Mobile App User Guide
Estatement User Guide
Other Service Related Form
Change of Account Information Form
Deposits Notice Form
E-trade Application Form
Withdraw Instruction
Notice of Opt out Receive Internet Trade Execution
Standing Authority Appointment of Authorized Person
Discretionary Account - Standing Authority
Standing Authority - Issue Of Cheque & Transfer Of Fund By Phone
Physical Share Withdraw Notification
SI / ISI Instruction Form
Standard Form of Transfer (Shares)
Form of Authorized Person to Collecting Share Certificates
General Meeting Reply Slip