1. You can bring along the following documents to visit our head office to open the securities account face by face:

1) Copy of HKID /MAINLAND ID Card(s) or Overseas Passport(s) ;
2) Copy of Correspondence Address Proof (within the latest 3 months) such as public utilities bill and bank statement, etc. ;

**If the mainland clients use the address of the ID card as the correspondence address, there is no need to submit other address proof.

You can make an appointment through Customer Service hotline (852)2525 2437 / (86) 147 1501 7408 or send us email to cs@victorysec.com.hk .

2. You can also open an securities account by post:

Please click here to download the required Account Opening Form together with Self-Certification Form,   W-8BEN Form and Agreement Terms and Risk Disclosure Statement;

Please mail the below-listed required documents to our office:

1) Account Opening Form ;

2) Self-Certification Form ;

3) W-8BEN Form ;

4) Copy of HKID /MAINLAND ID Card(s) or Overseas Passport(s) ;

5) Copy of Correspondence Address Proof (within the latest 3 months) such as public utilities bill and bank statement, etc.；

In addition, customers must choose one of the below procedures to verify his/her true identity:

1)  Certify all mailed documents by notary public or professionals  recognized by SFC (e.g. lawyer, certified public accountant, branch manager of a bank or any other licensed registered person).

2)  Mail a crossed personal cheque of no more less than HK$10,000.  The cheque must satisfy the following requirements:

-  Cheque made payable to our Company name「Victory Securities Company Limited」;

-  Must be a personal cheque drawn on a licensed bank in Hong Kong; and

-  Must bear identical name and signature as shown on Account Opening form. 

- This deposit can be used for trading.

***Reminder: Please read the relevant “Agreement Terms and Risk Disclosure Statement” before opening the securities account.

1. You can bring along the following documents to visit our head office to open the securities account face by face:

As registered in different places, required documents maybe different. Please click here to check different reuqired documents for corporate account openning.

In addition, the required documents* must be certified  by notary public or professionals  recognized by SFC (e.g. lawyer, certified public accountant, branch manager of a bank or any other licensed registered person).

You can make an appointment through Customer Service hotline (852)2525 2437 / (86) 147 1501 7408 or send us email to cs@victorysec.com.hk .

2. You can also open the securities account by post：

Please click here to download the required Account Opening Form together with Self-Certification Form(Entity), Self-Certification Form(Individual), W-8BEN-E , W-8BEN Form，and Agreement Terms and Risk Disclosure Statement;

As registered in different places, required documents maybe different. Please click here to check different reuqired documents for corporate account openning.

In addition, in order to verify the customers` identities, you must certify all mailed documentsby notary public or professionals  recognized by SFC (e.g. lawyer, certified public accountant, branch manager of a bank or any other licensed registered person).

***Reminder: Please read the relevant “Agreement Terms and Risk Disclosure Statement” before opening the securities account.

Cash Account

Cash settlement, doesn`t involve any mortgage lending. The customers must have sufficient funds for first trading, and need to deposit sufficient funds for settlement in future transactions.

Custodian Account

It is also a kind of Cash account.  The purpose of setting up this kind of account is for the customers who are trading frequently. There is no need to make settlement on T+2 days for every single trade , it will settle with the account balance and keep the balance rolling to next trading day.

Margin Account

It  allows customer to purchase securities with margin financing. The loan in the account is collateralized by the securities and cash. If the value of the stock drops sufficiently, the account holder will be required to deposit more cash or sell a portion of the stock. Customer is not allow to open margin account without cash account or custodian account in our company.

Yes!  You can open securities account with sufficient documents through different ways refers to " How to open individual and joint securities account "

If you have any enquires, please feel free to contact us through Customer Service hotline (852)2525 2437 / (86) 147 1501 7408 or send us email to cs@victorysec.com.hk .

Yes. Once your account is officially activated and sufficient funds deposited in your account, you could make trading order via phone (852) 2525 2437 or direct line of your account manager or online trading system.

HK Market：

Including equity securities, debt notes, ETFs, warrants, bonds, Index future contract, ELNs.

Global Market：

We act as broker in China Market such as Shanghai B; Shenzhen B, Overseas include US, Europe and Southeast Asia public listed company securities.

Please click here to download the 「Change of Account Information Form」

Clients should fill and sign on the form and send us by mail, email, fax or WhatsApp (5498 9438).

If you change your contact address, please provide the residential address proof documents within 3 months as well.

Statement by Mail :

Client can choose to receive the hardcopy of daily and monthly statement by mail.

Staring from  1st Jan 2019, we will charge administration fee of HK$20/month for daily and monthly statement by mail. The relevant fee will be automatic deduction from the account on the last working day of the relevant month and not refundable.

Please note the fee will be waived for clients who is over 60 years old.

Statement by Email :

Client can choose to receive the electronic daily and monthly statement by registered email. 

Staring from 1st Oct 2018, clients with registered email  will  activate the E-statement service automatically. When the electronic statements are available to be downloaded by clients, you will receive a notification email. Please click here to check your E-statement. 

Please note daily combined statements are available to be downloaded within 30 days after its initial issuance date and montyly statements are available to be downloaded with 12 calendar months after its month of issuance.

In addition, additional statement fee will be charged if the clients with E-statement service require hardcopy of the daily and monthly statements.

Please click here to check the E-statement User Guide (Chinese version only).

If clients want to activate the E-statement service, please click here to download the 「Change of Account Information Form」,you should add your email address,sign on the form and send us by mail, email, fax or WhatsApp (5498 9438).

When the E-statement service is successfully activated, you will receive a confirmation email and login password.

In order to protect the clients` interests, please complete the relevant authorization documents and sumbit to us :

1) click here to download the 「Standing Authority - Appointment of Authorized Person」form ; and you need to signed under the witness of the licensee. 

2) copy of  ID Card of the authorized person ;

3) copy of  address proof (within the latest 3 months) of the autorized person;

Once the application is approved , the authorized person can make trading order on you behalf.

If you want to authorize our Accounts Manager for your own account, your accout will be defined as a "Discretionary Account" .

Please click here to download the 「Discretionary Account - Standing Authority」form , fill in it and sign under the witness of the licensee.

Once the application is approved , the authorized Accounts Manager can make trading order on you behalf.

If clients want to change the online transaction login password or phone number , the new password and new mobile phone data will be effective immediately once upon the submission of the instructions.

And if clients want to change the address information, bank information or other personal data, it will take about 2-3 working days for updating.

After you buy the stock, you can sell it at any time during the trading section with any constraints.

There is T+2 for settlement. That means need 2days to exchange either the shares for the cash and vice versa.

1. Deposit  cheque to our settlement department personally.

2. E-banking transaction is accepted. It is kindly for you to send us the invoice for reference.

3. ATM service.  It is kindly for you to send us the invoice for reference.

4. Bank branch deposit (or transfer). Cash transfer no more than HKD$50,000. It is kindly for you to send us the invoice for reference.

5. Faster Payment System (FPS) and our FPS Account No. is 54989438. Please notify our settlement department once you make the transfer and no need to provide the invoice.

6. TT Remittance to our bank accounts. 

Please click here to find our bank information and note that we only accept the name on the deposit invoice as the same as your account. 

You can send the invoice via your registered phone number or email or online trading system to us. In addition, signature may be required if the invoice can`t show your name, your registered bank number or send via the phone or email  that is not registered. Further document may also be required for compliance. 

During the settlement day, we will deposit the fund to the bank account that client provided. For bank account registered, please fill in the Standing Authority （Issue of Cheque & Transfer or Fund by phone） 

Please send us withdrawal notice by using the e-trade system、email or phone, and we will process the withdrawal request  if received before 2:30 p.m. to your registered bank. And others received after 2:30 p.m. will be processed on next working day.

If the bank account is not registered, you need to fill the form of Withdraw Instruction Form .Withdrawal notice will be processed if received before 12:00 a.m.. Withdrawal notice will be processed on next working day if received after 12:00 a.m.

In special case, client can also visit our company for cash cheque withdraw, and the maximum amount is HKD50,000.

Withdraw:

Client can fill in the Withdraw Instruction Form

Information needed for TT from HK to Oversea

1. Name of payee and make sure same as securities account holder.

2. Name and address of the payee bank

3. The bank account of the payee

To deposit stock certificate , please submit them to our settlement department before 12:00 pm on that day.

Please note that the name on the stock certificate must be the same as that of your account. Any stock certificates deposited after 12:00 pm are processed in the next trading day only.

Note: Stocks can only be sold after the Central Clearing House has finished the transfer. It normally takes around 10 working days.

1. The client can fill and sign the Physical Share Withdrawal Notification.

2.  When the physical stock is ready. Our staff will notify client to collect the stock via phone/email. Client should collect the physical stock personally.

Note: physical stock withdrawal should be delivery versus payment normally takes around 7 working days. But not suitable for odd lot.

1. Client should tell their broker and fill in the transfer document.

2. Information for our SI/ISI form

Company Name: Victory Securities Co., Limited

CCASS participation No.: B01445

Contact Person：Mr. Ko Yuen San and Miss. Law Tsz Yan.

Tel: 852-2523 1200

Counterparty details such as the name, CCASS participation No, contact person and telephone No. are also required.

Client may processing and registering share by themselves or authorized our company to do so.

Note: Beneficial owner of the share should sign on the physical stock.

Please click here to view the「 Hong Kong Stock Fees and Charges」 for reference.

Trading is conducted on Monday to Friday (excluding public holidays) at the following times:

There is no Extended Morning Session and Afternoon Session on the eves of Christmas, New Year and Lunar New Year. There will be no Extended Morning Session if there is no Morning Session. Extended Morning Session is only for South Korea Fund (4362) and Taiwan fund (4363).
Reminders in the pre-opening season

Details for pre-opening session, investors may consult the Hong Kong Exchange website.

We will send you the welcome letter and  password to your corresponding email address  once the account is opened successfully. In addition, for clients who don`t register email, we will also mail  welcome letter to confirm the correspondence address.

Please use your account number and password to login the internet trading system and change your default password after the first login to protect your own benefit.

For your e-trade service, you can trade through the website , download our GTS lite or also you can download the Victory Securities Mobile App , please click here to go to each platform and download these software：

Furthermore, for your e-trade service, you will also need to receive a "Two-Factor Authentication password" through:

1) SMS or

2) Software named 「Vic Token」and register first to receive your Two-Factor Authentication password instead of the SMS , so please go to each platform and download「Vic Token」：

For new clients in 2019, we will default the 「Vic Token」method to receive the Two-Factor Authentication password. This is totally free and if our old clients want to use this method to receive the Two-Factor Authentication , please contact our customer service department at (852) 2525 2437 or (86) 147 1501 7408.

「Vic Token」is a software to receive your Two-Factor Authentication password instead of the SMS for E-trade, so please click here to go to each platform and download「Vic Token」：

1) Android Version : Go to Google Play and search “Vic Token” to download;

2) IOS Version : Go to App Store and search “Vic Token” to download;

This is totally free and if our old clients want to use this method to receive the Two-Factor Authentication instead of SMS , please contact our customer service department at (852) 2525 2437 or (86) 147 1501 7408.

Account will be blocked once the clients enter the wrong password over 5 times.

For resetting the password, please click here to receive the new password via email or you can also contact your customer service department at (852) 2525 2437 or (86) 147 1501 7408.

Please refer to the status of your trading order. 

There are several conditions that may causing your orders are NOT accepted: 

1. Your account does not have enough credit, cash or stock; 

2. If you have made several buy orders, credit (or cash) will be deducted for these incomplete orders temporarily until these orders are cancelled; 

3. You have made some trading orders in the pre-opening session. Please refer to the pre-opening instruction guide.

You can make your amendment after reconnect. Or just call our hotline 852-2525 2437. Note: the services doesn’t charge any fee.

Download GTS LITE Instruction Manual (Chinese version only)